Results 261 to 270 of about 198,844 (286)
Some of the next articles are maybe not open access.
2018
Abstract This chapter explains how the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) exercise their disciplinary enforcement powers under the Financial Services and Markets Act 2000 (FSMA) to address breaches of regulatory rules and principles by firms and individuals.
George Walker +2 more
openaire +2 more sources
Abstract This chapter explains how the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) exercise their disciplinary enforcement powers under the Financial Services and Markets Act 2000 (FSMA) to address breaches of regulatory rules and principles by firms and individuals.
George Walker +2 more
openaire +2 more sources
2021
Abstract This chapter describes Part 9 of the Equality Act 2010. Part 9 sets out the procedure for seeking redress for contraventions of the Act. The Act deals separately with the civil courts procedure in relation to the provision of services, exercise of public functions, disposal and management of premises, education (other than in ...
+4 more sources
Abstract This chapter describes Part 9 of the Equality Act 2010. Part 9 sets out the procedure for seeking redress for contraventions of the Act. The Act deals separately with the civil courts procedure in relation to the provision of services, exercise of public functions, disposal and management of premises, education (other than in ...
+4 more sources
2019
Abstract This chapter explores whether the lower level of investor protection that some commentators associate with the civil law can be explained with deficiencies in the enforcement mechanisms that investors, and in particular minority shareholders, have at their disposal.
Carsten Gerner-Beuerle, Michael Schillig
+4 more sources
Abstract This chapter explores whether the lower level of investor protection that some commentators associate with the civil law can be explained with deficiencies in the enforcement mechanisms that investors, and in particular minority shareholders, have at their disposal.
Carsten Gerner-Beuerle, Michael Schillig
+4 more sources
2016
Abstract This chapter concerns the topic of enforcement. It explains the regulators’ powers to gather information and perform investigations, and it lists the fifteen circumstances in which the regulator can issue a supervisory notice.
openaire +2 more sources
Abstract This chapter concerns the topic of enforcement. It explains the regulators’ powers to gather information and perform investigations, and it lists the fifteen circumstances in which the regulator can issue a supervisory notice.
openaire +2 more sources
Enforcement and Peace Enforcement Operations
2015Abstract Enforcement action taken or authorized by the Security Council of a military nature can be subdivided into two broad categories: enforcement operations, which can be characterized as sustained full-scale combat operations against a State authorized by the Security Council to maintain or restore international peace and security ...
openaire +1 more source
Law Enforcers and Law Enforcement
1979The present task is to introduce the remainder of the work by focusing on the consumer agencies which enforce the bulk of consumer protection law, and the activities of which are the central theme of the study. On the enforcement side, consumer agencies direct most of their attention to implementing the criminal provisions of the Trade Descriptions Act
openaire +1 more source
2001
Abstract AB Richard Martin discovered immediately after the passing of his Act in 1822, if legislation to protect animals is to be effective, it must be adequately enforced. This means more than merely bringing alleged offenders before the courts.
Mike Radford, Donald M Broom
openaire +1 more source
Abstract AB Richard Martin discovered immediately after the passing of his Act in 1822, if legislation to protect animals is to be effective, it must be adequately enforced. This means more than merely bringing alleged offenders before the courts.
Mike Radford, Donald M Broom
openaire +1 more source