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Compliance Versus Risk in Assessing Occupational Exposures
Risk Analysis, 1997Assessments of occupational exposures to chemicals are generally based upon the practice of compliance testing in which the probability of compliance is related to the exceedance [γ, the likelihood that any measurement would exceed an occupational exposure limit (OEL)] and the number of measurements obtained.
Tornero-Velez, R. +4 more
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Risk‐based compliance monitoring
Journal of Financial Regulation and Compliance, 1999This paper sets out the fundamental generic concepts behind applying a risk‐based approach to monitoring compliance with PIA's regulations. It also looks at some of the practical considerations for implementing such a system. Every insurance company understands the concept of identifying and measuring risk for the purpose of underwriting — but few ...
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Tackling risk‐based compliance
Journal of Investment Compliance, 2006PurposeThis paper seeks to recommend a way for the compliance function to identify, monitor, and report the risks it faces to the firm's management.Design/methodology/approachOutlines the principal challenges in setting up a risk reporting system and recommends a three‐phase approach for implementing such a system.FindingsDeveloping a risk reporting ...
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Enterprise Compliance Risk Management
2015Preface xi Acknowledgments xiii About the Author xv Opening Notes xvii Design and Structure of the Book xix PART ONE Introduction to Compliance in Financial Services CHAPTER 1 An Overview of Compliance in Financial Services 5 CHAPTER 2 Compliance in the Twenty-First Century 25 PART TWO The What, Why, and Who of Compliance CHAPTER 3 What Is Compliance ?
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Poor compliance: The hidden risk factor
Current Atherosclerosis Reports, 2000Poor compliance with prescribed regimens remains a potent barrier to good outcomes in coronary heart disease and other chronic diseases. Such poor compliance is related to disease, patient, provider, and treatment factors and has yet to be fully understood. In general, the less complex the regimen, the better informed the patient and the physician, and
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Compliance and Risk Management Committee
SSRN Electronic Journal, 2020Compliance with laws and regulations applicable to the company’s business activities and identifying and managing the risks associated with those activities are two of the fundamental duties and obligations of the board of directors. The emergence of sustainability as a new factor for consideration in boardrooms has expanded the compliance duties to ...
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ENTERPRISE COMPLIANCE RISK ANALYSIS
Вестник Академии права и управленияСтатья посвящена анализу комплаенс-рисков предприятия. Рассмотрены сущность, цели и основные функции управления комплаенс-рисками предприятия. Установлены направления идентификации комплаенсрисков предприятия. Выделены параметры анализа уровня комплаенс-риска. Разработан методический подход к анализу комплаенс-риска предприятия.
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Trade Formalities: Governance, Risk, Compliance
2011Trade formalities such as customs laws, trade agreements, environmental regulations, or trade and product safety standards are increasingly influencing logistics processes. This pertains to goods transport as well as internal logistics processes and collaboration with business partners.
Jens Kappauf +2 more
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Governance of Risk and Compliance
2010Every organization is exposed to events that have some likelihood of adversely impacting its objectives. This exposure includes laws and regulations—such as the Foreign Corrupt Practices Act (FCPA) and privacy regulations—that can result in significant consequences to a business. Proper management of, for example, relationships with vendors, customers,
Robert Cirabisi, Kenneth V. Handal
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1995
Inherited susceptibility to breast cancer includes several distinct syndromes [1–3], each involving heritable genetic mutations [4–6]. Compliance by families in the control of hereditary breast cancer (HBC) is increased if its members are educated about the genetics and natural history of the disease.
Henry T. Lynch +2 more
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Inherited susceptibility to breast cancer includes several distinct syndromes [1–3], each involving heritable genetic mutations [4–6]. Compliance by families in the control of hereditary breast cancer (HBC) is increased if its members are educated about the genetics and natural history of the disease.
Henry T. Lynch +2 more
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